Whistleblowing tips reported to the Financial Conduct Authority (the “FCA”), one of the UK bodies with responsibility for regulating the financial services industry, have increased 35 per cent in the ...

A September 2012 survey of compliance and ethics officers by NAVEX Global uncovered a few new trends developing around the topic of whistleblowing and retaliation. The “Retaliation in the Workplace” ...

Under the policy, he explains, individuals who have participated in a fraud may be eligible for a non-prosecution agreement, if the individual meets three key criteria: 1. They provide information ...

For U.S. employers with UK operations, whistleblowing concerns can quickly attract external scrutiny, and the way they are handled can have legal and reputational consequences. In this article, we ...

Following the financial crisis of 2008, the Treasury Committee of the UK House of Commons undertook an inquiry into the lessons that might be learned from the banking crisis. Paul Moore, head of group ...